Jobs in United States
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- Compliance/risk, Banking and financial services, Permanent, Direct employer, United States 101
- Compliance/risk, Banking and financial services, Permanent, Direct employer, Manager, North America 69
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Compliance/risk
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Banking and financial services
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Found 34 Direct employer, Compliance/risk, Banking and financial services, Permanent, Manager jobs
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Compliance Manager, Vice President, Hybrid
Monitor applicable regulatory changes and provide effective change management to address such changes.
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Broker Dealer Controller, Vice President
Oversee financial results and capital levels for specific assigned GM legal entities that support various GM business lines / products.
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Broker Dealer Controller, Assistant Vice President
Define and monitor key performance / assurance indicators associated with financial reporting.
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AML and Sanctions Innovation Screening Functional Specialist , Assistant Vice President
User set up and annual user certification for AML Compliance applications. Assist with reporting for management and other stakeholders.
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Fund Connect Product Client Solutions, VP - Hybrid
Coordinate and track across client project deliverables to ensure we are meeting product initiative set forth in the business roadmap.
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Operational Risk Business Oversight: CFO/Billing Risk Manager (Hybrid)
Providing independent operational risk oversight and challenge for these lines of business
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Business Risk Management, Alpha Platform, Assistant Vice President
Assist with the execution of key business risk programs, including regular risk reviews, risk reporting, oversight and governance activities.
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Manager Investment Risk
Lead efforts by identifying, analyzing, and mitigating potential investment risks within established guidelines.
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Alpha Platform Business Risk Management, Vice President
Assist with the execution of key business risk programs, including regular risk reviews, risk reporting, oversight and governance activities.
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State Street Global Advisors - Sr. Business Analyst, AVP - Next Gen Client Reporting
Actively working with development team to facilitate the technical design, create system specification and agile stories.
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Controller, AVP
Implement and ensure compliance with GAAP accounting rules that affect Business Unit accounting.
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Category Manager - IT Software
Responsible for contract & price negotiations across the IT Software, Business Applications and Banking and Financial Services categories.
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SOX Compliance Program (FCO), AVP
Identify and drive transformation efforts to continue to enhance the functionality of the SOX Compliance Program
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Senior Consultant Risk- Program Manager
Execute and implement programs or projects initiated to deliver new or enhanced strategic risk capabilities or regulatory changes.