Jobs in United States
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- Compliance/risk, Banking and financial services, Permanent, Full time, Direct employer, United States 133
- Compliance/risk, Banking and financial services, Permanent, Full time, Direct employer, Qualified accountant, North America 108
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United States
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Compliance/risk
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Banking and financial services
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Permanent
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Full time
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Direct employer
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Qualified accountant
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Found 80 Direct employer, Compliance/risk, Banking and financial services, Permanent, Full time, Qualified accountant jobs
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Regulatory Risk Specialist
Responsible for supporting the definition and leading the execution against the identified pillars of the Program as a named Program Lead.
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Strategic Remediation Validation Testing - Senior Consultant
Identify and analyze risks, plan and prioritize validation tasks for on-time delivery, conduct interviews, observe operations.
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Testing Team Lead - Wealth Management
Lead a team involved in testing and assessing the adequacy of the required controls, developing and overseeing test plans identifying control gaps.
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Capital Management Analyst, Officer
Provide analytical support to address complex regulatory challenges, conduct peer analysis, as well as any other ad-hoc requests.
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Assocte Specialist, BU Control
Perform self-testing of remediated issues prior to WM leadership asserting closure to Audit Services.
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Operational Risk Management Senior Consultant
Prepare reports and presentations as needed for executive leadership, governance committees, etc.
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Underwriter, Private Banking
Partners with other Underwriters and Team Leader to meet standards of underwriting quality, client servicing, and productivity.
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Custody Client Service Senior Representative
Stay informed of changing market conditions and procedures as advised/provided by internal communications or management.
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Sr. Consultant, Compliance
Develops Compliance programs and acts as a contact point within the Company for Compliance inquiries from partners.
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Credit Analyst - Capital Market Risk
Co-developing risk mitigation strategies and action plans with risk owners to address highest priority risks.
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Cash Processing Transformation Analyst, Senior Associate
Analyze and review business requirements documents and understand how they pertain to configuration activities.
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Audit Specialist, Financial Crimes
Ensure appropriate audit coverage of current and emerging risks related to financial crime.
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Alpha Portfolio Services – Associate 2
Resolve discrepancies and take action on complex and escalated matters from external clients and internal departments.
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Financial Reporting, Officer
Performs 1st, 2nd and targeted reviews on client financial statements, quarterly reporting, ensures all regulatory filings are made on time.
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Team Lead, Alt Investments
Identify error or risk prone areas & build robust controls to mitigate; deliver a work product that requires less revision.
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Associate, Investment Risk and Analytical Services, (IRAS)
Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments.
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Consultant Oversight, Operational Resiliency
Support escalation processes for incident reporting and other key risks and support resolving incidents and challenges.
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Consultant Oversight, Operational Resiliency
Support escalation processes for incident reporting and other key risks and support resolving incidents and challenges.
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Sr. Compliance Officer, Asset Management - Alternatives
Provide compliance oversight and monitoring over key affiliated and unaffiliated service providers to 50 South and the Alpha Strategies Fund.
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Risk Support Specialist
Ensure all periodical and ad hoc reporting is completed accurately and timely in order to provide management information.