Jobs in United States
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- Compliance/risk, Banking and financial services, Permanent, Direct employer, United States 122
- Compliance/risk, Banking and financial services, Permanent, Direct employer, Director, North America 14
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Found 13 Direct employer, Compliance/risk, Banking and financial services, Permanent, Director jobs
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State Street Global Advisors, Broker Dealer Regional Consultant, NYC (Ex-Wires) & Long Island, VP
You will personally own key client and strategic partner relationships as a member of the Americas Wealth Group.
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Head of Liquidity Stress Testing and Reporting
Work with global liquidity and resolution planning in the development of liquidity triggers that signal varying degrees of stress.
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Head of Product Strategy and Research North America, Managing Director, State Street Global Advisors
Set priorities for new product design, considering growth potential and seed capital investment of new product ideas in North America.
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Senior Vice President, Senior Global Financial Crimes (BSA/AML) & Sanctions Audit - Project Manager
Lead complex financial crime (AML) and Economic Sanctions audits. Have excellent project management skills and attention to detail.
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Global Head of Financing Solutions, Executive Vice President
Execute on key priorities against clearly defined financial and return on balance sheet and capital metrics and milestones.
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Senior Vice President, Audit Project Leader- Global Financial Crimes (BSA/AML) & Sanctions
Build and proactively manage relationships with key stakeholders and participate in Continuous Monitoring activities.
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Resiliency Testing Director
Lead the Testing Workstream as part of an enterprise-wide risk and control program transformation.
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Head of Multi-Manager Due Diligence
As the Head of Multi-Manager Due Diligence, administer a program of supervision of all sub-advisory entities, including client reporting.
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Audit Director, Asset/Wealth Management
Effectively represent and maintain active involvement in various organizational oversight and governance committees
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Head of Operational Risk Oversight for Investor Services, SVP
Providing direct and measurable commercial benefit to the business in managing risk effectively.
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Head of Regulatory Interactions, Managing Director, Hybrid
Tracking and reporting on interaction quality and cadence, regulatory themes, and focus areas across regulatory regimes.
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Head of Strategic Remediation Oversight - Financial Risk
Responsible for active stakeholder engagement by ensuring close collaboration with key stakeholders across the NTC.
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Associate Audit Director, Wealth and Asset Management
Responsible for staying current on regulatory rules and changes within the industry.