Jobs in United States
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- Compliance/risk, Banking and financial services, Permanent, United States 129
- Compliance/risk, Banking and financial services, Permanent, Direct employer, North America 197
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Compliance/risk
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Banking and financial services
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Permanent
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Found 129 Direct employer, Compliance/risk, Banking and financial services, Permanent jobs
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Investment Performance Analysis- Senior Associate
Communicate, manage, execute, monitor and review change management (new funds-aggregations-indices-investment structure, etc.).
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Alpha Portfolio Services, Senior Associate
Performs work independently and analyzes and recommends solutions to complex and non-routine issues and special projects.
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Operational Risk Manager
Providing strategic thought leadership in designing and operationalizing Operational Resiliency risk management programs.
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Vice President, Audit Project Leader – Global Financial Crimes & Compliance Audit
Lead or perform end-to-end planning, fieldwork and reporting of audit assignments in accordance with Internal Audit Methodology.
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State Street Global Advisors - Broker Dealer Regional Consultant (NC/SC), VP
You will identify the needs of our clients varying business practices and regularly provide meaningful market insights, product information.
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Senior Vice President, Fund/Client Accounting Manager
Ensure timely and accurate preparation of quarterly and annual financial reports for assigned portfolios.
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Senior Associate – Tax (Hybrid) – Garden City, NY
Conduct tax research as needed to support tax positions to be taken on the tax returns.
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Alpha Portfolio Services, Senior Associate
Conduct high-level analysis in specific areas of expertise, identify and resolve work-processing issues, make suggestions to streamline operations.
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Consumer Lending Compliance Consultant
Interacts with business partners, regulators, and internal and external auditors on regulatory topics.
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Regulatory Interactions Manager, Vice President
Assist in implementing regulatory interaction requirements and protocols to effectively manage relationships with regulators.
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Strategic Remediation Validation Senior Consultant
Identify and analyze risks, plan and prioritize validation tasks for on-time delivery.
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Bank Loans Core Operations, Officer
Provide coaching and development opportunities to staff, participate in individual on-going training and development.
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Associate, Investment Risk and Analytical Services, (IRAS)
Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments.
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Financial Risk Audit, Vice President
Participate in the development of a risk-based audit plan through the execution of detailed risk assessments.
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Compliance Officer, Vice President
Execute the compliance framework to ensure State Street meets its legal and regulatory obligations including program health assessments.
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State Street Global Advisors - US Wealth Intermediary National Accounts Manager, Vice President
Identify opportunities and formulate strategies to expand distribution of our ETFs, Money-Market Funds, Mutual Funds, and other vehicles.
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Specialist, Risk - Resiliency Testing
Understanding of different testing types and competencies needed across non-financial risk programs to include business continuity.
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Senior Credit Underwriter- (Construction, Transportation & Industrial)
Complete analysis on financial, asset, market, legal, and contractual risk as a basis for decisions and recommendations.
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Risk Assessment and Monitoring Analyst, AVP - State Street Global Advisors
Research, understand and synthesize information quickly regarding regulatory obligations impacting the business.
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Senior Analyst - Bank Portfolio Analysis
Use market research and industry data to complete prepayment analysis, peer analysis, and credit spreads tracking.