Jobs in United States
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- Compliance/risk, Banking and financial services, United States 144
- Compliance/risk, Banking and financial services, Permanent, North America 194
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Compliance/risk
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Banking and financial services
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- Full time 129
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Found 129 Compliance/risk, Banking and financial services, Permanent jobs
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Middle Office Associate 1
Oversee the day to day responsibilities of the team by developing a strong risk management and controlled environment.
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Senior Associate – Tax (Hybrid)
Conduct tax research as needed to support tax positions to be taken on the tax returns.
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Senior Associate – Tax (Hybrid)
Conduct tax research as needed to support tax positions to be taken on the tax returns.
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Financial Reporting / Analysis / Planning, VP
Point of contact for any financial analytics or analysis required by the respective line of business or corporate function head.
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Private Equity Fund Accounting & Administration, Senior Associate (Hybrid)
Preparing supporting work papers for financial statements, portfolio schedules and capital account allocations.
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Senior Consultant, Client Service, Investment Operations Outsourcing
Understand and enhance procedures and controls to mitigate operational, financial or reputational risk to the client and NT.
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Controller, AVP
Implement and ensure compliance with GAAP accounting rules that affect Business Unit accounting.
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Alpha Front Office - Associate 2
Performs work independently and analyzes and recommends solutions to complex and non-routine issues and special projects.
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Senior Associate – Tax (Hybrid)
Conduct tax research as needed to support tax positions to be taken on the tax returns.
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Alpha Front Office, Senior Associate
Performs work independently and analyzes and recommends solutions to complex and non-routine issues and special projects.
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Risk Structured Credit Manager, CT&I/Direct
Ensure all credit and risk periodic and adhoc reporting is completed accurately and timely, in order to provide management information.
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Alpha Account Services Associate 2
Support for the set up and maintenance of accounts across multiple applications, including recordkeeping and data warehouses.
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SVP, Head of Governance - ERM & Compliance
Maintain ERM & Compliance related frameworks, charters and delegations of all legal entities and stakeholders to review content.
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Alpha Services Associate 2
Conduct high-level analysis in specific areas of expertise, identify and resolve work-processing issues, make suggestions.
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SOX Compliance, AVP
Ownership and accountability for the end-to-end program management of the Company’s Internal Controls of Financial Reports (ICFR) compliance.
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Strategic Remediation Validation Testing- Sr. Consultant
Demonstrate strong initiative, project management, people skills, sound decision-making, intuitive thinking.
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Sr. Consultant, Risk Analytics - Model Risk Management Group
Design and conduct training sessions to raise awareness about the model risk management program and related expectations across the enterprise.
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Senior Analyst - Investment Risk
Assist in monitoring and analyzing risks associated with equities, ESG and derivatives investments, ensuring compliance with established guidelines.
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Assoc Spec, Investor Srvs, HFS
Focus on operational risk and profitability by automating manual processes/calculations and recommending procedures.
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Financial and Regulatory Reporting - TSR Operations, Senior Associate
Manage relationships with clients, making sure that requests are being met and that clients are satisfied with the level of service.