Jobs in New York
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- Compliance/risk, Permanent, Full time, New York 4
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Found 4 Direct employer, Compliance/risk, Permanent, Full time jobs
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Head of Regulatory Interactions, Managing Director, Hybrid
Tracking and reporting on interaction quality and cadence, regulatory themes, and focus areas across regulatory regimes.
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Senior Associate – Tax (Hybrid) – Garden City, NY
Conduct tax research as needed to support tax positions to be taken on the tax returns.
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Trading Compliance Manager, Vice President, Hybrid
Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA.
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Fund Connect Product Client Solutions, VP - Hybrid
Coordinate and track across client project deliverables to ensure we are meeting product initiative set forth in the business roadmap.