Found 1,650 Compliance/risk, Permanent jobs
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Compliance/risk
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- Entry level 65
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Partner (Non-Equity) - Transfer Pricing - London
Build and maintain relationships with clients, winning work proactively and contributing to winning new clients.
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Restructuring & Insolvency Senior
Your will be managing case delivery, including pre-appointment, case progression and closure as well as ensuring all aspects.
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KIID/PRIIPS Senior Operations Specialist, Officer
Assist with project activities (i.e. implementation of regulatory changes, client on-boarding, system changes, milestone planning).
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HR&P Coordinator - Technical Support
Verifying and ensuring the completeness and accuracy of the documents necessary to set up the new client from an internal compliance point of view.
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Risk and Compliance Executive
We are looking to recruit a talented Risk and Compliance Executive to join our expanding Risk and Compliance team.
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Credit & Structured Products Officer
Verify all the components of deal administration of a CLO / bank loan fund: cash reconciliation, settlement of trades (loan/bonds).
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Technology Assurance Manager, Risk & Assurance - London
Manage a portfolio of assignments and undertake internal technology risk audits and other standalone technology consultancy work.
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Business Risk Manager Lead, Global Delivery, Managing Director
Providing thought leadership and support to the global risk and control efforts of the Global Delivery Business Risk Management organization.
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Senior Credit Analyst, Commercial
Adjudicate credit decisions within an authorized credit limit, and prepare supporting information as necessary for transactions.
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ITGC SOX Compliance Lead VP #204046
Proven experience in Banking/Financial services industry, and in auditing IT General controls, both application.
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SOX 404 Compliance Officer - IT General Controls AVP #207328
Proven experience in auditing against regulatory requirements including SOX would be looked on favourably.
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Core Operations, Senior Associate
Review Bank standard operating procedures and controls, and evaluate the continuing effectiveness of these as they relate to the team’s funds.
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Operational Risk Controller, VP #205879
Prepare the MRC report using Qlik Dashboard for Senior Management review and perform control checks for accuracy and completeness.
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Business Risk Manager Lead, Global Delivery, Managing Director
Providing thought leadership and support to the global risk and control efforts of the Global Delivery Business Risk Management organization.
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Client Service - Senior Associate
Provide inquiry and operational support to internal and external clients on complex, high risk asset servicing functions.
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Investment Performance Analysis - Officer
The individual is expected to understand the operating processes and add value by making recommendations for changes to implement new best practices.
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Senior Associate - Accounting & Reporting
Ensure that service timelines, quality, effectiveness and efficiency and continuously improved in the Client Accounting and Tax Services.
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Controller, Assistant Vice President
Support monthly, quarterly & yearly closing processes and review/analysis of financial results supporting geographies, businesses and legal entities.
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Investment Compliance - Associate 2
Research ad-hoc queries from compliance reporting team to determine if client portfolio is in line with the investment guidelines.
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Team Lead (Portfolio Services)
Help manage new business/client take-on for the IMS client base, incorporating fund launches, in-specie, changes of custody, mergers and closures.
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