Approved employer jobs in United States
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- Approved employer, Compliance/risk, Banking and financial services, Permanent, United States 66
- Approved employer, Compliance/risk, Banking and financial services, Permanent, Full time, North America 120
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- Qualified accountant 38
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Found 66 Compliance/risk, Banking and financial services, Permanent, Full time jobs
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Capital Management Analyst, Officer
Provide analytical support to address complex regulatory challenges, conduct peer analysis, as well as any other ad-hoc requests.
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Cash Processing Transformation Analyst, Senior Associate
Analyze and review business requirements documents and understand how they pertain to configuration activities.
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Alpha Portfolio Services – Associate 2
Resolve discrepancies and take action on complex and escalated matters from external clients and internal departments.
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Financial Reporting, Officer
Performs 1st, 2nd and targeted reviews on client financial statements, quarterly reporting, ensures all regulatory filings are made on time.
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Head of Controllership Strategic Initiatives, VP
Leading the Employee Engagement Strategy for the Americas and EMEA Controllership team, including setting the strategic priorities.
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Operational Risk, VP
Providing independent operational risk oversight and challenge for these lines of business.
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Head of Regulatory Interactions, Managing Director, Hybrid
Tracking and reporting on interaction quality and cadence, regulatory themes, and focus areas across regulatory regimes.
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Operational Risk - Scenario Analysis - VP
Engage with stakeholders within Risk and across business segments to mature the firm’s Operational Risk Scenario Analysis Framework.
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Client Service, AVP
Prepares internal risk and compliance profiles, responds to inquiries from client auditors and periodically reviews business operations.
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Corporate Accounting, Assistant Vice President
Prepare various month end statements: cash flow statement, equity roll-forward, variance analysis.
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Portfolio Services Associate 2
You will be responsible for numerous functions including, investigation of ad hoc client inquiries regarding the health of portfolios.
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Global Head of Conduct Risk & Corporate Compliance Governance, Managing Director,
Provide proactive, insightful analysis and interpretation of conduct risks to the First and Second Lines of Defense.
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Transaction Management, Assc2
Contribute to on-going process improvement initiatives to add further control and organization around the trade life-cycle.
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Investment Performance Analysis- Senior Associate
Communicate, manage, execute, monitor and review change management (new funds-aggregations-indices-investment structure, etc.).
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Alpha Portfolio Services, Senior Associate
Performs work independently and analyzes and recommends solutions to complex and non-routine issues and special projects.
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State Street Global Advisors - Broker Dealer Regional Consultant (NC/SC), VP
You will identify the needs of our clients varying business practices and regularly provide meaningful market insights, product information.
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Senior Associate – Tax (Hybrid) – Garden City, NY
Conduct tax research as needed to support tax positions to be taken on the tax returns.
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Alpha Portfolio Services, Senior Associate
Conduct high-level analysis in specific areas of expertise, identify and resolve work-processing issues, make suggestions to streamline operations.
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Regulatory Interactions Manager, Vice President
Assist in implementing regulatory interaction requirements and protocols to effectively manage relationships with regulators.
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Bank Loans Core Operations, Officer
Provide coaching and development opportunities to staff, participate in individual on-going training and development.