Approved employer jobs in North America
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- Full time 114
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Found 114 Compliance/risk, Permanent jobs
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Head of Product Strategy and Research North America, Managing Director, State Street Global Advisors
Build frameworks to share deep understanding across the firm of regional client needs, competitive dynamics, regulatory trends.
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Transfer Agency Centralized Alternatives, Senior Associate
Collaborate with other TA business units as well as other departments within State Street.
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Transfer Agency Centralized Alternatives, Senior Associate
Serve as operational lead for Alternative clients. Responsible for day to day operations of groups by managing workflows.
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Risk Assessment and Monitoring Analyst, AVP - State Street Global Advisors
Research, understand and synthesize information quickly regarding regulatory obligations impacting the business.
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Compliance Manager, Vice President, Hybrid
Monitor applicable regulatory changes and provide effective change management to address such changes.
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Broker Dealer Controller, Vice President
Oversee financial results and capital levels for specific assigned GM legal entities that support various GM business lines / products.
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Broker Dealer Controller, Assistant Vice President
Define and monitor key performance / assurance indicators associated with financial reporting.
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AML and Sanctions Innovation Screening Functional Specialist , Assistant Vice President
User set up and annual user certification for AML Compliance applications. Assist with reporting for management and other stakeholders.
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Derivatives Associate 2
Work with WIMCS and fund groups to resolve all matters concerning derivative related money movements and accounting questions.
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Senior Manager, Assurance and Accounting - Private Enterprise (Non-Audit)
Lead client facing engagement teams to complete complex review and compliance tax engagements, as well as budgeting.
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Sr Internal Audit
Take an active role in ensuring that non-compliances identified in past audits are timely and effectively remediated by auditees.
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Manager, Assurance and Accounting
Lead client facing engagement teams to complete audits, compliance tax engagements, budgeting, internal controls.
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Finance Manager
Create weekly/monthly/quarterly analytics and reporting, variance and trend analysis for Cloud spend that provide meaningful insights.
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GHR Payroll TAX Officer (North America)
Investigates and responds to tax notices from federal, state, and local agencies in a timely manner.
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Fund Connect Product Client Solutions, VP - Hybrid
Coordinate and track across client project deliverables to ensure we are meeting product initiative set forth in the business roadmap.
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Operational Risk Business Oversight: CFO/Billing Risk Manager (Hybrid)
Providing independent operational risk oversight and challenge for these lines of business
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Manager, Assurance and Accounting - Indigenous Services
Lead client-facing engagement teams to complete assurance and compliance tax engagements, budgeting and internal controls.
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Business Risk Management, Alpha Platform, Assistant Vice President
Assist with the execution of key business risk programs, including regular risk reviews, risk reporting, oversight and governance activities.
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The Head of Operational Risk Capital and Stress Testing, Managing Director & Scenario Analysis
Ensure frameworks, methodologies, policies, processes, reporting are in line with regulatory expectations and industry standards.
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Manager, Audit and Accounting
Lead client facing engagement teams to complete audits, compliance tax, and other accounting and assurance engagements.