Approved employer jobs in New York City
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Found 4 Compliance/risk jobs
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Clearing and Prime Brokerage Advisory Compliance Officer
Are you risk averse but risk aware? Do you know how to maintain independence and objectivity? Do you know how to evaluate risks in a challenging an...
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Head of Regulatory Interactions, Managing Director, Hybrid
Tracking and reporting on interaction quality and cadence, regulatory themes, and focus areas across regulatory regimes.
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Trading Compliance Manager, Vice President, Hybrid
Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA.
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Fund Connect Product Client Solutions, VP - Hybrid
Coordinate and track across client project deliverables to ensure we are meeting product initiative set forth in the business roadmap.