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Found 5 Internal audit, Banking and financial services, Director jobs
Co-ordinate responses and manage any remedial actions identified by compliance test checks, internal audit, regulators, and exchange venues.
Support efforts to successfully deliver on business/first line of defense (FLOD) risk and control initiatives in accordance with relevant policies.
Understand and manage the implementation of changes driven by new business or new regulatory obligations.
The role will liaise with multiple divisions across the firm, including Legal, Compliance, Regulatory Relations and FID BU heads.
Contributing to the activity of Continuous Monitoring by analyzing Operational Risk Incidents.