Compliance Assurance Specialist
- Recruiter
- Robert Walters
- Location
- London, Greater London, United Kingdom, United Kingdom
- Salary
- £50,000 - £60,000 per annum
- Posted
- 15 Oct 2021
- Closes
- 22 Oct 2021
- Ref
- 50697363/001
- Job role
- Compliance/risk
- Sector
- Accounting - Public practice
A leading asset manager is looking to hire a compliance assurance specialist for a 12 month fixed term contract. They are looking for someone with strong assurance or monitoring experience, although an internal audit background will also be considered. The ideal candidate will have strong asset or wealth management knowledge.
Key Responsibilities
Key Requirements
Key Responsibilities
- Conducting risk-based compliance assurance reviews of regulated activities for an asset and wealth management firm
- Drafting reports from assurance reviews, including detailed findings and remedial actions
- Keeping management informed and updated of the compliance assurance plan
- Reviewing and updating compliance risk assessments periodically
Key Requirements
- Ideally 3+ years of compliance monitoring or assurance experience, internal audit will also be considered
- Strong asset or wealth management knowledge
- Excellent written and oral communication skills
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