Compliance Advisory - Analyst (6 months contract)

Recruiter
Goodman Masson
Location
London, UK
Salary
GBP250 - GBP300 per day
Posted
13 Oct 2021
Closes
18 Oct 2021
Ref
2541710539
Job role
Compliance/risk
Sector
Accounting - Public practice
Job responsibilities:

To assist the Compliance advisory team as necessary in its support of important business coverage areas across both Global Markets and Banking businesses, which includes Sales and Trading across a variety of asset classes and the Investment and Corporate Banking teams, Capital Markets, Transaction Banking and Structured Solutions teams.

  • Provide support to the broader Compliance Advisory team in various advisory matters
  • Participate in and support regulatory projects
  • Participate and support local and global projects and drive the operational implementation of key regulatory change initiatives, including Ibor transition.


WORK EXPERIENCE

Essential:
  • 1+ relevant compliance experience within an investment banking organisation

SKILLS AND EXPERIENCE

Essential
  • Basic understanding and knowledge of investment banking business and market structure.
  • Basic knowledge of risk, compliance and controls
  • Some understanding of key regulations applicable to capital markets products, including MiFID II, MAR, Competition Law
  • Strong interpersonal and communication skills
  • Sharp intellect with the ability to grasp complex concepts
  • Ability to demonstrate initiative and know when to escalate matters
  • Highly organised, goal oriented and solutions focused


Education / Qualifications:

Essential
  • Strong educational background with a university degree preferably in Law and/or Financial Regulation

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