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Compliance Monitoring Manager

A large Financial Services firm in London are seeking a Compliance Monitoring Manager to join their team.

Responsibilities:

Developing and delivering training and support to the assurance team on revised methodologies, tools and templates
Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
Supporting the Head of Compliance Monitoring with the design and delivery of a risk based annual Compliance Assurance Plan
Developing and delivering the methodology and process documents required to enable the delivery of the compliance monitoring and assurance plan
Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
Producing quality reporting to the Executive Committee, Audit Committee and senior leadership team

Requirements:

Good experience of delivering assurance either in internal audit, surveillance, assurance or monitoring
Previous experience of designing and implementing a compliance monitoring framework, risk universe and risk-based methodologies
A strong sense of accountability, of knowing what they are responsible for and proactively delivering it
Previous experience of third-party risk management and data protection e.g. GDPR, SYSC
Previous experience of coaching or managing team members