Compliance Manager (FX/ CFD)

Location
Singapore, SG
Salary
Competitive salary
Posted
29 Jul 2021
Closes
27 Aug 2021
Ref
2195518367
Job role
Compliance/risk
Experience level
Manager
Job Description :

A rapidly expanding brokerage firm is looking for a Compliance Manager to join their team in Singapore.
Key Responsibilities:
  • Provide compliance oversight and monitoring
  • Advise business units on regulatory compliance matters
  • Prepare training plans for staff training
  • Assist the Head of Compliance on audits and regulatory inspections
  • Maintain an awareness of CFD industry regulations in respect of general compliance and their implications upon the business activities of the firm
  • Keep abreast with regulatory changes and update the company's policies and procedures

Key Requirements:
  • Bachelor Degree
  • At least 7 years' regulatory compliance experience with CFD/ FX products in a similar industry
  • Solid understanding of the Securities and Futures Act and relevant regulations
  • Bilingual in English and Mandarin, as communication with Chinese counterparts is required
  • Candidates who require work pass need not apply

If you believe you fit the requirements for the role, please click APPLY NOW or drop an email to . Data provided is for recruitment purposes only. Business License Number: 200611680D. EA Registration Number: R1767640
Ambition not only recruits on behalf of some exceptional companies but due to unprecedented growth, Ambition is also looking for talented individuals to joinour fantastic recruitment business. To apply for Ambition's current global opportunities click .
Job Description : A rapidly expanding brokerage firm is looking for a Compliance Manager to join their team in Singapore. Key Responsibilities: * Provide compliance oversight and monitoring * Advise business units on regulatory compliance matt

Experience: 7.00-10.00 Years

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