Compliance Monitoring Manager

Location
London, UK
Salary
GBP60000 - GBP65000 per annum
Posted
28 Jul 2021
Closes
03 Aug 2021
Ref
2345088306
Job role
Compliance/risk
Experience level
Manager
A large Financial Services firm in London are seeking a Compliance Monitoring Manager to join their team.

Responsibilities:
  • Developing and delivering training and support to the assurance team on revised methodologies, tools and templates
  • Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
  • Supporting the Head of Compliance Monitoring with the design and delivery of a risk based annual Compliance Assurance Plan
  • Developing and delivering the methodology and process documents required to enable the delivery of the compliance monitoring and assurance plan
  • Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
  • Producing quality reporting to the Executive Committee, Audit Committee and senior leadership team

Requirements:
  • Good experience of delivering assurance either in internal audit, surveillance, assurance or monitoring
  • Previous experience of designing and implementing a compliance monitoring framework, risk universe and risk-based methodologies
  • A strong sense of accountability, of knowing what they are responsible for and proactively delivering it
  • Previous experience of third-party risk management and data protection e.g. GDPR, SYSC
  • Previous experience of coaching or managing team members

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