Investment Operations Analyst
- Recruiter
- Alexander Mae
- Location
- Cirencester
- Posted
- 16 Jul 2017
- Closes
- 26 Jul 2017
- Job role
- Accountant
- Sector
- Accounting - Public practice
The Company
Superb organisation that genuine value their staff. Market leader in the wealth management / financial services field.
The Job:
We are delighted to be assisting our client with their requirement for an Investment Operations Analyst. This is a superb opportunity to working with the Investment Operations Project Manager and assist with tracking regulatory change and overseeing and managing appropriate implementation. Providing technical and regulatory advice to Investment Operations/Management and facilitating changes to the Investment Management Approach.
Key responsibilities:
- Monitoring industry and regulatory developments
- Maintaining Funds Regulatory Group (FRG) log with relevant information, present to FRG and Funds Group as required
- Support FRG's oversight of implementation of regulatory change, undertaking and presenting impact analysis
- Identify and escalate potential regulatory or legal matters as appropriate
- Provide sound advice and opinion as required
- Maintaining regulatory awareness and knowledge of industry driven initiatives and development
- Possess good knowledge of Collective Investment Schemes, FCA rulebooks COLL, COBS & SYSC
- Support fund and product development
- Assisting the team with the oversight of investment advisers
- Provide technical and administrative support to IMA phases delivering fund and investment adviser changes
- Assisting with the development of IMA project plans
- Liaising with third parties, assisting with and helping to resolve queries and issues
- Facilitating documentation requirements and market opening
- Assisting with the preparation of project updates/reporting
- Supporting the initial due diligence visits to new Investment Advisers
The Person:
For this role, our client is seeking someone with the following experience and skills:
* Sound regulatory knowledge of collective investments and investment management
* Proven industry experience or in a similar role
* Ability to analyse new and changing regulation (across various jurisdictions an advantage)
* Able to work on own initiative and seek appropriate guidance when required
* Confident to communicate at all levels both written and in person
* A good team player with a can-do attitude
* CISI Affiliate or similar industry qualification/membership
The Benefits;
Substantial Performance Bonus up to 25%, non-contributory Pension 10% of base salary rising to 12.5% then 15% following length of service Holiday entitlement 25 days rising to 30 days, Life cover equivalent to six times base salary, Critical Illness for individual and immediate family, Medical Insurance BUPA, Additional benefits include; SAYE Share Options, Salary & Pension Contribution payable in the first 12 months of illness, Eye-Tests, Refreshments, Childcare Vouchers, Season Ticket Loans.
The Hours:
Monday to Friday 9am - 5pm
The Location:
Gloucestershire area
The Salary:
c£40 45,000 + Substantial Annual Performance Bonus (up to 20% Bonus) & Superb Benefits & Car Allowance of £6,200
Superb organisation that genuine value their staff. Market leader in the wealth management / financial services field.
The Job:
We are delighted to be assisting our client with their requirement for an Investment Operations Analyst. This is a superb opportunity to working with the Investment Operations Project Manager and assist with tracking regulatory change and overseeing and managing appropriate implementation. Providing technical and regulatory advice to Investment Operations/Management and facilitating changes to the Investment Management Approach.
Key responsibilities:
- Monitoring industry and regulatory developments
- Maintaining Funds Regulatory Group (FRG) log with relevant information, present to FRG and Funds Group as required
- Support FRG's oversight of implementation of regulatory change, undertaking and presenting impact analysis
- Identify and escalate potential regulatory or legal matters as appropriate
- Provide sound advice and opinion as required
- Maintaining regulatory awareness and knowledge of industry driven initiatives and development
- Possess good knowledge of Collective Investment Schemes, FCA rulebooks COLL, COBS & SYSC
- Support fund and product development
- Assisting the team with the oversight of investment advisers
- Provide technical and administrative support to IMA phases delivering fund and investment adviser changes
- Assisting with the development of IMA project plans
- Liaising with third parties, assisting with and helping to resolve queries and issues
- Facilitating documentation requirements and market opening
- Assisting with the preparation of project updates/reporting
- Supporting the initial due diligence visits to new Investment Advisers
The Person:
For this role, our client is seeking someone with the following experience and skills:
* Sound regulatory knowledge of collective investments and investment management
* Proven industry experience or in a similar role
* Ability to analyse new and changing regulation (across various jurisdictions an advantage)
* Able to work on own initiative and seek appropriate guidance when required
* Confident to communicate at all levels both written and in person
* A good team player with a can-do attitude
* CISI Affiliate or similar industry qualification/membership
The Benefits;
Substantial Performance Bonus up to 25%, non-contributory Pension 10% of base salary rising to 12.5% then 15% following length of service Holiday entitlement 25 days rising to 30 days, Life cover equivalent to six times base salary, Critical Illness for individual and immediate family, Medical Insurance BUPA, Additional benefits include; SAYE Share Options, Salary & Pension Contribution payable in the first 12 months of illness, Eye-Tests, Refreshments, Childcare Vouchers, Season Ticket Loans.
The Hours:
Monday to Friday 9am - 5pm
The Location:
Gloucestershire area
The Salary:
c£40 45,000 + Substantial Annual Performance Bonus (up to 20% Bonus) & Superb Benefits & Car Allowance of £6,200