Compliance Manager - Permanent - HSBC

14 Jul 2017
27 Jul 2017
Job role

Compliance Manager

Some careers grow faster than others.

If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Securities Services provides robust and reliable solutions that enhance performance and mitigate risk, today and in the future. Working with institutional investors, banks, insurance companies, governments and multinational corporations, Securities Services offers a range of fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.

We are currently seeking an ambitious individual to join our Securities Services team, working together with colleagues to define, manage and achieve divisional business targets.

In this role, you will:

  • Assisting line management in its prime responsibility for complying with all relevant regulations, including the provision of the necessary advice and guidance so that it can ensure that appropriate operating procedures and controls are in place and are adequately defined to enable business areas to conduct their business within the applicable laws, codes, rules and regulations, in accordance with Group Compliance Policy.
  • Under instruction from the Head of Compliance assist line management in resolving or, as the case may be helping to resolve any Compliance problems
  • Ability to proactively learn about all business areas even if not directly involved.

To be successful in the role, you should meet the following requirements:

Strong compliance experience in an UK Asset Management business covering both institutional and retail fund management including alternatives, ideally with a focus on Funds with a knowledge of UK, Luxembourg and Dublin regulatory environments

Strong, demonstrable communication and interpersonal skills.

Well organised with an ability to prioritise effectively.

Displays attention to detail at all times.

Good knowledge of FCA regulations, Financial Markets and Asset Management products

For further details and application information please visit our careers site, searching under reference number 00009DV3.

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hong Kong and Shanghai Banking Corporation Limited.

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