Compliance Officer

Marshall Moore
14 Jul 2017
28 Jul 2017
Job role

A fantastic opportunity has become available within a well-established, prestigious wealth management company for a Compliance Officer. Based in Liverpool city centre, my client is currently seeking a professional and career focused candidate to join their Compliance team on a permanent basis, with the offer of a competitive salary and benefits package.

This role requires a candidate with proven experience from the financial services / investment management industry, ideally with a background in Compliance.

The Compliance Officer will be responsible for:

·Working closely with the Compliance Officer on all day to day compliance based duties

·Carrying out file reviews to ensure full compliance with FCA regulations

·Reconciliation of client assets and money

·Completing AML assessments before opening accounts

·Assist with drafting compliance policies

Essential Requirements are:

·Experience within compliance would be beneficial, however candidates who are looking for a first step into the industry will also be considered

·You must have completed A-Levels as a minimum requirements

·Excellent skills in accuracy and attention to detail

·Strong working knowledge of Microsoft Office including Microsoft Excel

With this company continuing to grow and develop, now is a fantastic time to join their busy team as a Compliance Officer. This is a varied and exciting role which can provide full training. In return for your hard work and commitment, my client can offer a competitive salary alongside a fantastic benefits package. If you think you meet the above criteria for the Compliance Officer then please apply now using the link below.

The above vacancy is only one of many thatwe are handling. Marshall Moore specialises in recruiting for all types of administration vacancies within financial services, including:

·ISA Administrator

·Settlements Administrator

·UK and Foreign Payments Administrator

·Transfers Administrator

·Reconciliations Administrator

·Dividends Administrator

·Corporate Actions Administrator

·Pensions Administrator

·Unit Trust Transfers

Marshall Moore is a leading specialist accountancy and finance recruitment consultancy. If you would like a confidential discussion about your requirements, please don’t hesitate to call Marshall Moore at our Liverpool office. Alternatively submit your CV for immediate consideration and you will be contacted by one of our specialist consultants.
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