Business Compliance Manager Financial Services & Investments

Marshall Moore
14 Jul 2017
28 Jul 2017
Job role

Based within the heart of Liverpool city centre, my client is a prestigious and well-established financial services company and due to continued success, they are currently recruiting for a Business Compliance Manager.

This role requires a candidate who holds the Diploma in Financial Planning or equivalent, with a solid background from the financial services industry within a managerial position.

This is an excellent opportunity for an experienced candidate to further their career within a company who can offer a competitive salary, a reputable benefits package and clear paths of progression.

The Business Compliance Manager will be responsible for:

Essential Requirements are:

·Responsible for the day to day management of the Business Compliance Team

·Assist with the company on-boarding processes and providing training to employees

·Maintain an excellent understanding of legislation including Pensions, Tax and Financial Services

·Complete resource analysis and manage recruitment within the team

·Effectively handle all employee matters in line with HR procedures

·Heavily involved with FCA reporting, ensuring all regulatory requirements are adhered to

If you are an experienced compliance professional who is looking to progress their career within a successful firm, then this is the role for you! Alongside a competitive salary, my client can offer an impressive benefits package and clear cut paths of progression. If you have all of the above requirements for the Business Compliance Manager position, then please apply now using the link below.

The above vacancy is only one of many thatwe are handling. Marshall Moore specialises in recruiting for all types of administration vacancies within financial services, including:

·ISA Administrator

·Settlements Administrator

·UK and Foreign Payments Administrator

·Transfers Administrator

·Reconciliations Administrator

·Dividends Administrator

·Corporate Actions Administrator

·Pensions Administrator

·Unit Trust Transfers

Marshall Moore is a leading specialist accountancy and finance recruitment consultancy. If you would like a confidential discussion about your requirements, please don’t hesitate to call Marshall Moore at our Liverpool office. Alternatively submit your CV for immediate consideration and you will be contacted by one of our specialist consultants.
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