Compliance Manager - Incidents & Breaches

Hays Banking
Sydney, New South Wales, Australia
Competitive salary
03 Jun 2021
18 Jun 2021
Job role
Experience level
2IC to the Senior Compliance Manager with career growth potential, apply compliance to incidents and breaches
Your new company
As a well-respected and market leading global bank they offer exceptional employee benefits and a high performing, dynamic workplace with an innovative and client focussed culture.

Your new role
A line 2 role, you will work alongside Compliance Advisory and Frameworks team and look at Compliance breaches and incidents and whether they need to be reported. This is a growth role in the team due to the upcoming regulatory change in October 2021.
  • Assessing compliance incidents in retail banking to identify breaches of law, regulations, industry codes, rules, standards and guidance issued and/or enforced by a Regulator
  • Working around ASIC breaches and whether they need to be reported to the regulator
  • Assist Senior Compliance Manager in board reporting, control testing and audit preparations
  • Develop an understanding of the businesses we support and how laws and regulations may apply such as Banking Code of Practice
  • Monitor and ensure compliance with relevant time-frames assessing various breaches with varying levels of complexities
What you'll need to succeed
  • Tertiary qualification in finance, business, law or a relevant discipline is desirable
  • Understanding of compliance frameworks, financial services law, obligations and familiarity with policy requirements from ASIC, BCCC and AFCA
  • Excellent written and verbal communication skills, in providing concise and clear advice
  • Someone with logical mindset and can think outside the square
  • Able to sift through the noise to pick out the core laws and legislation that applies
What you'll get in return
A 2LOD role in a small team, having the ability to work across a wide array of incidents and breaches that occur and consult the regulations. Hybrid/flexible working on offer with two days in the office as well as other staff benefits from being a permanent employee of the bank.

What you need to do now
Please apply now, or email your CV to or call on 02 8226 9752

LHS 297508 #2513284

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