Compliance Manager - Incidents & Breaches

Recruiter
Hays Banking
Location
Sydney, New South Wales, Australia
Salary
Competitive salary
Posted
03 Jun 2021
Closes
18 Jun 2021
Ref
11154600
Job role
Compliance/risk
Experience level
Manager
2IC to the Senior Compliance Manager with career growth potential, apply compliance to incidents and breaches
Your new company
As a well-respected and market leading global bank they offer exceptional employee benefits and a high performing, dynamic workplace with an innovative and client focussed culture.

Your new role
A line 2 role, you will work alongside Compliance Advisory and Frameworks team and look at Compliance breaches and incidents and whether they need to be reported. This is a growth role in the team due to the upcoming regulatory change in October 2021.
  • Assessing compliance incidents in retail banking to identify breaches of law, regulations, industry codes, rules, standards and guidance issued and/or enforced by a Regulator
  • Working around ASIC breaches and whether they need to be reported to the regulator
  • Assist Senior Compliance Manager in board reporting, control testing and audit preparations
  • Develop an understanding of the businesses we support and how laws and regulations may apply such as Banking Code of Practice
  • Monitor and ensure compliance with relevant time-frames assessing various breaches with varying levels of complexities
What you'll need to succeed
  • Tertiary qualification in finance, business, law or a relevant discipline is desirable
  • Understanding of compliance frameworks, financial services law, obligations and familiarity with policy requirements from ASIC, BCCC and AFCA
  • Excellent written and verbal communication skills, in providing concise and clear advice
  • Someone with logical mindset and can think outside the square
  • Able to sift through the noise to pick out the core laws and legislation that applies
What you'll get in return
A 2LOD role in a small team, having the ability to work across a wide array of incidents and breaches that occur and consult the regulations. Hybrid/flexible working on offer with two days in the office as well as other staff benefits from being a permanent employee of the bank.

What you need to do now
Please apply now, or email your CV to philip.lewis@hays.com.au or call on 02 8226 9752

LHS 297508 #2513284

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