Regulatory Risk, Sr Assc

State Street.
Bangalore, India
Not disclosed
03 Jun 2021
16 Jun 2021
Contract type
Full time
Experience level
Qualified accountant

Responsibilities & Tasks Include:

Business As Usual (BAU) Activities:

  • Prepare ADAP CoE SOPs, Business Guidelines and Jurisdictions related documents.
  • Serve as a subject matter expert on ADAP Escheatment filing
  • Provide support to key stakeholders of the team to present analytical results, findings
  • Assist with ad-hoc projects and new process improvement solutions to support the ADAP Process Owner
  • Participate in or manage function specific projects as needed
  • Participate in cross functional project teams across the organization as an ADAP SME for project roll outs within departments outside of ADAP CoE
  • Identify key gaps and suggest possible automation/solutions to facilitate standardization and mitigate risk
  • Recommend procedural changes to enhance the effectiveness of operations
  • Collect and analyze consolidated reporting for all ADAP regions (US, Canada, EMEA, and APAC)
  • Is expected to manage query pertaining to ADAP as process owner.


  • Prepare and update process narratives/procedures and flow charts
  • Response to internal and external requests including variance analysis and inquires
  • Participate in Ad Hoc projects and new transactions

Process Re-Engineering, Standardization, and Automation:

  • Support the implementation of the Re-Engineering, Standardization, Automation project efforts
  • Should be able to suggest or come up with process improvements ideas.
  • Expected to support execution of right-placement strategy

Job Requirements:

Education and Experience:

  • Bachelor’s/Master’s Degree in Accounting, with atleast 3 years of progressive experience in Finance areas with major financial institutions.
  • Practical experience and knowledge of the Financial Prodcuts (desirable).
  • Knowledge of Client Off Boarding activities (desirable)

Skills required:

  • Proficiency in Microsoft Office suite (Excel, Access, PowerPoint, Word, Visio), advance levels of Excel (pivot tables, formulas, excel workbook maintenance best practices)
  • Knowledge of Oracle Financials & other internally developed products such as Cash manager (desirable)
  • Conceptual understanding of company-wide financial architecture (GL, sub-GL technology, specialized tools) applicable to the above process groups of processes
  • Strong attention to details
  • Should be able to multi-task and work under high pressure deadlines
  • Must be able to work in a fast paced environment
  • Pride of ownership with the ability to deliver high quality results timely and consistently
  • Self-motivated, self-assured, and self-managed
  • Problem solving skill

For further information, and to apply, please visit our website via the “Apply” button below.

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