IA - Conduct Supervision - (Conduct and Regulatory) - Senior Auditor - AVP

This role executes the timely delivery of high quality, value added audit assurance work focused on audit coverage of Conduct and Supervision within the ICG - Regulatory Initiative and Centralized Markets Functions IA team.

This is an Senior Auditor role focusing on audit coverage for thematic Conduct and Supervision audits for predominantly Global Markets businesses. There is a particular focus on Markets-wide initiatives, remediation projects, risk assessment, annual planning, business monitoring, audit execution and reporting for thematic conduct and supervision issues.

Job Purpose

The successful candidate will join our ICG (Institutional Clients Group) Team within IA and will report to Audit Manager in London. The Senior Auditor will be performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to apply in-depth disciplinary knowledge through value-added perspectives or advisory service to help Citi reach business goals.

Key responsibilities:

• Complete assigned audits within budgeted time frames, and budgeted costs
• Monitor, assess, and recommend solutions to emerging risks
• Contribute to the development of audit processes improvements, including the development of automated routines to help focus audit testing
• Draft audit reports, and present issues to the business while discussing practical cross-functional solutions
• Recommend appropriate and pragmatic solutions to risk and control issues
• Apply understanding of internal audit standards, policies, and local regulations to provide timely audit assurance
• Develop internal audit staff, and provide coaching to team members
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

Key skills and qualifications:

• To be successful in this role, you should be an experienced Auditor, preferably with Conduct and Regulatory background.
• SQL, Python, Power BI preferred
• Preferable to have experience or knowledge of Market Abuse behavior, Unauthorised Trading, S166 reviews, and understanding of 1LOD Risks and Controls.
• Solid relevant experience preferred
• Effective verbal, written and negotiation skills
• Strong influencing and relationship management skills
• Must be a self-starter, flexible, innovative and adaptive
• Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
• Strong project management and organizational skills and capability to handle multiple projects at one time
• Proficient in MS Office applications (Excel, Word, PowerPoint)
• Experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables..
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
• Demonstrates experience within a matrix reporting environment.

Education:

• Bachelor's/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.

Valuing Diversity:
Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success.

Citi is an Equal Opportunities Employer

Job Family Group:
Internal Audit

Job Family:
Audit

Time Type:

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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