Junior Compliance Officer for our Management Company - Luxembourg
- Recruiter
- Alter Domus
- Location
- Luxembourg, LU
- Salary
- Customised compensation structure
- Posted
- 04 May 2021
- Closes
- 27 May 2021
- Contract type
- Permanent
- Hours
- Full time
- Experience level
- Qualified accountant
Junior Compliance Officer for our Management Company - Luxembourg
Location: Luxembourg, LU
Location: Luxembourg, LU
JOB DESCRIPTION:
As member of the Compliance Function, you will assist the Compliance Officer of the Company. You will be involved in the following tasks:
- Conduct activities to identify, assess and mitigate compliance risks
- Contribute to the development of a Compliance framework and culture
- Follow the new legislation and regulations in Luxembourg and adapt the existing procedures and policies
- Provide support to the business lines and operations teams with explanations, recommendations and trainings on their functions
- Reinforce the internal governance and reporting lines of the Company by the way of summary reports and analysis
- Conduct the ongoing monitoring of the delegated AML functions, being the key contact with the Registrar and Transfer Agents
- Perform AML reviews including ML/FT risk assessments on the assets side/investments of the funds, assessment of fund initiators and preparation of CAC meetings
- The Compliance Officer will be the POC with the FIU and registered on the GoAML portal
YOUR PROFILE:
- 1-2 years’ first experience within Compliance in the fund industry or other professional experience in the fund industry, e.g. in a ManCo or fund or an auditing firm providing support to a ManCo or fund
- You have a good knowledge of the organisation and activity of UCITS Management Companies and AIFM
- You are familiar with the legal and regulatory framework which applies on the Management Company, particularly the CSSF Circular 18/698 and, ideally, also on Luxembourg and EU AML regulatory framework
- You are able to engage good working relationships with a range of stakeholders including clients, investors and external service providers
- You have a professional level of English (spoken and written), French is considered as an asset, any additional language is a plus
- You have excellent analytical, organisational and reporting skills, and written communication skills. You are proactive, learn quickly and strive for results
Similar jobs
-
New
-
New
-
New