Junior Compliance Officer for our Management Company - Luxembourg

Recruiter
Alter Domus
Location
Luxembourg, LU
Salary
Customised compensation structure
Posted
04 May 2021
Closes
04 Jun 2021
Contract type
Permanent
Hours
Full time
Experience level
Qualified accountant
Junior Compliance Officer for our Management Company - Luxembourg

Location: Luxembourg, LU

JOB DESCRIPTION:

As member of the Compliance Function, you will assist the Compliance Officer of the Company. You will be involved in the following tasks:

  • Conduct activities to identify, assess and mitigate compliance risks
  • Contribute to the development of a Compliance framework and culture
  • Follow the new legislation and regulations in Luxembourg and adapt the existing procedures and policies
  • Provide support to the business lines and operations teams with explanations, recommendations and trainings on their functions
  • Reinforce the internal governance and reporting lines of the Company by the way of summary reports and analysis
  • Conduct the ongoing monitoring of the delegated AML functions, being the key contact with the Registrar and Transfer Agents
  • Perform AML reviews including ML/FT risk assessments on the assets side/investments of the funds, assessment of fund initiators and preparation of CAC meetings
  • The Compliance Officer will be the POC with the FIU and registered on the GoAML portal

YOUR PROFILE:

  • 1-2 years’ first experience within Compliance in the fund industry or other professional experience in the fund industry, e.g. in a ManCo or fund or an auditing firm providing support to a ManCo or fund
  • You have a good knowledge of the organisation and activity of UCITS Management Companies and AIFM
  • You are familiar with the legal and regulatory framework which applies on the Management Company, particularly the CSSF Circular 18/698 and, ideally, also on Luxembourg and EU AML regulatory framework
  • You are able to engage good working relationships with a range of stakeholders including clients, investors and external service providers
  • You have a professional level of English (spoken and written), French is considered as an asset, any additional language is a plus
  • You have excellent analytical, organisational and reporting skills, and written communication skills. You are proactive, learn quickly and strive for results
For further information, and to apply, please visit our website via the “Apply” button below.

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