Analyst, Fin Crimes

Manila, National Capital Region, Philippines
27 Apr 2021
27 May 2021
Contract type
Full time
Experience level
Qualified accountant


  • Provides support for compliance programs including but not limited to identifying issues, generate reports, training, and other duties, as assigned.
  • Detects and advises management of potential Compliance issues and recommends procedural changes.
  • Uses specific knowledge of Financial Crimes to achieve goals through own work. Has specific knowledge or expertise typically gained through formal education or equivalent experience.
  • Uses expertise to provide guidance to others as a project manager or consultant. Requires conceptual knowledge of theories, practices, and procedures within Financial Crimes. Performs routine assignments using existing procedures. Receives instruction, guidance and direction from more senior level roles
  • Reviews and validates relevant documents in conformance with applicable AML policies, procedures and regulatory requirements and liaise with front client facing teams
  • Reviews and escalates Ethics requests/OCOI alerts within the regional roles and responsibilities accurately and timely • Completes investigations to determine if a financial crime (fraud, money laundering, or terrorist financing) has occurred and involves Northern Trust accounts, clients, operations, or employees
  • Works on Risk Management information data and provide meaningful and relevant analysis, reporting ideas and feedback in easy to understand terms
  • May recommend procedural changes
  • Conducts investigation processes and/or workflow; produces metrics used by management in monitoring work volumes, status, and productivity
  • Assists in preparation of management reports to communicate risk exposures and the sources of those exposures to internal committees and senior management
  • Supports team in adhoc activities related to reporting
  • Uses existing procedures to solve standard problems; analyzes information and standard practices to make judgments
  • Works within standardized procedures and practices to achieve objectives and meet deadlines
  • Qualifications

  • A College or University degree and/or relevant proven work experience is required
  • At least 2 years of experience in Surveillance or any compliance related process in a Financial Institution or equivalent preferred • Any relevant financial certifications is preferred
  • Requires ability to communicate in a clear, concise and effective manner (verbal and written) • Requires financial Institution Regulatory and Compliance knowledge
  • Requires general knowledge of Global/Regional Financial Institution regulations and bank program implementation activities
  • Requires knowledge of Asset Management, Institutional trades, FX, derivatives and equity trade surveillance
  • Displays confidence and expertise to advise management and the business
  • Applies earned experience in providing compliance advisory/consultancy and operational support 
  • Requires proactivity and minimal supervision
  • Deals effectively with different personalities to address competing deadlines
  • Applies general knowledge of business developed through education or past experience
  • Exchanges straightforward information, asks questions and checks for understanding
  • For further information, and to apply, please visit our website via the “Apply” button below.

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