Oversight & Control -Senior Associate

State Street.
Bangalore, India
Not disclosed
14 Apr 2021
14 May 2021
Contract type
Full time
Experience level
Qualified accountant
  • Support program / policy implementation like regulatory change management, other project management tasks like global PMO for Institutional Services (IS) & Global Delivery (GD) Business Risk Management (FLOD)
  • Support risk reporting team with data collation, analysis and reporting output for executive level risk committee members
  • Work with Business Risk Management team members and other SMEs to provide qualitive analysis of emerging risk trends
  • Liaise with Compliance and Risk departments to ensure a seamless integration of State Street’s controls framework for IS & GD
  • Support the development and execution of a IS & GD project/program management function
  • Perform control assessments to determine regulatory & policy compliance. As needed, collaborate with the business-aligned Compliance Managers or Business Executives to better understand the applicable regulatory requirements and policy.
  • Build business knowledge of both operational and technical components to support business SMEs
  • Act as an advisor in the area of risk assessment and controls development for operational risk, regulatory risk, emerging risk and fraud risk.
  • Work with the Business Risk team members and as necessary with first line business process owners to complete end to end business process enhancements
  • Support Conflicts of Interest (COI) and Ethics requirements – co-chair sub-committees
  • Coordinate client communications with Client Service and Relationship Management teams
  • Monitor and report remediation steps and corrective action plans from control / risk review findings to implementation
  • Other tasks as required


The following are required:

  • Bachelor’s degree or MBA in Finance, Accountancy, Business or related field
  • 4 - 7 years of work experience with internal controls, accounting, risk / project management
  • Experience in the financial services sector, or risk management or audit activities
  • Strong critical thinking skills, ability to manage ambiguity, ask the right questions to obtain clear answers
  • Strong attention to details and accuracy
  • Strong organizational and time management skills, ability to manage own time in order to meet deadlines
  • Strong analytical skills with demonstrated ability to exercise professional skepticism
  • Ability to manage multiple simultaneous tasks in a high-pressure, deadline-driven environment
  • Proficiency with MS Excel and PowerPoint
  • Strong experience with data visualization tools such as Tableau Experience with data querying tools a plus (SQL, Alteryx, etc.)
  • Solution oriented and collaborative team player

For further information, and to apply, please visit our website via the “Apply” button below.

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