Risk Management/Business & Operational Controls - Assistant Manager

State Street.
Bangalore, India
Not disclosed
02 Apr 2021
20 Apr 2021
Contract type
Full time
Experience level

Job Description- Alpha Portfolio Services & MO Transformation

Job title: Risk Management /Business and operational controls

The successful candidate will work collaboratively with middle office teams in driving agenda pertaining to below functions embedded within Alpha Portfolio Services & Middle Office transformation team


  • Independently drive and manage risk management activities across business
  • Perform Control Testing and identify control gaps. Work with business to mitigate risk or control deficiencies
  • Review operational incidents and ensure timely escalation of such incidents on group risk system
  • Participate in pre-audit reviews to ensure audit preparedness and identification of self-identified issues
  • Liaise with India & Global Business Controls team to implement Organizational Business Controls objectives

  • Responsible for the progress of functional risk elimination projects as well as timely deliverable of project objectives
  • Track project progress against agreed objectives / timelines; Identify roadblocks proactively and address them to avoid disruption to project milestones / deliverables
  • Responsible for the coordination and communication of the projects undertaken
  • Work with Business/Operations to solution BAU issues and contribute towards process excellence
  • Learn, understand, and document business requirements

  • Strong relationship building and communications skills with ability to present ideas and concepts coherently to senior stakeholders
  • Go Getter / Quick Learner with an attitude to venture into unknown territories and create learning path for the team
  • Ability to navigate an ambiguous environment and find opportunities to resolve Issues
  • Strong inclination to keep him/herself abreast with Industry & Market updates in relevant business
  • Leadership and collaborative interpersonal skills to engage and motivate team members
  • Excellent organizational skills with the ability to prioritize tasks, work with schedules / resources while remaining focused on team goals
  • Proactive approach to handling issues, risks, dependencies and escalations
  • Proven ability to be proactive, suggest new ideas and to drive tasks to completion
  • Excellent written and verbal communication skills
  • Bachelor’s degree in Commerce / Accounting; MBA in Finance / Risk Management from Tier 1 / II Institutes;
  • 8 - 12 years of prior experience in Capital Markets / First or Second Line of Defense / Risk Management / Operational Controls / Business Controls
  • Flexible to interview candidates from both locations i.e. Bangalore & Hyderabad
  • For further information, and to apply, please visit our website via the “Apply” button below.

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