Assistant Manager/Manager, Supervision
Conduct on-site examination on Market Intermediaries (SBCs & FBCs) to ensure that their operations and business conduct comply with the relevant securities laws, rules, regulations and guidelines, have adequate system of internal control, risk management, and are in accordance with best practices.
You should have:
• Degree or Professional qualificationin Accounting, Finance, Business or its equivalent
• At least 3-5 years of relevant working experience
• Fairly good knowledge and examination skill, policy & Business Rules, risk management and Financial monitoring
• Experience in auditing, regulatory authority, financial institution or capital market intermediaries
For further information, and to apply, please visit our website via the “Apply” button below.