IA - Conduct Supervision (Data) - Senior Auditor - AVP

London, Greater London, United Kingdom
21 Feb 2021
03 Mar 2021
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Job role
This role executes the timely delivery of high quality, value added audit assurance work focused on audit coverage of Conduct and Supervision within the ICG - Regulatory Initiative and Centralized Markets Functions IA team.

This is an Senior Auditor role focusing on audit coverage for thematic Conduct and Supervision audits for predominantly Global Markets businesses. There is a particular focus on Markets-wide initiatives, remediation projects, risk assessment, annual planning, business monitoring, audit execution and reporting for thematic conduct and supervision issues.

Job Purpose

The successful candidate will join our ICG (Institutional Clients Group) Team within IA. The Senior Auditor will be performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to apply in-depth disciplinary knowledge through value-added perspectives or advisory service to help Citi reach business goals.

The Senior Auditor is an intermediate level role responsible for delivering complex audits and assessments of Citi's risk and control environments in coordination with other members from Global Centralised Markets Audit. The role sits within the IA Conduct & Supervision team which specialises in performing global cross-business audit and regulatory reviews of Citi's control environment, primarily focused on market, client, firm and employee conduct risk. The overall objective of this role is to apply in-depth knowledge of Audit and Technology, through value-added perspectives to help Citi reach business goals, specifically in relation to Data Quality.

- Complete assigned audits and regulatory validations within budgeted timeframes, and budgeted costs
- Monitor, assess, and recommend solutions to emerging risks in relation to the Lineage, Quality, Completeness and Accuracy of Data.
- Review the appropriateness of design and implementation of control logic/coding for Cross business Monitoring and Surveillance alerts
- Contribute to the development of audit processes improvements, including the development of automated routines to help focus audit testing
- Assist in drafting audit issues, and present them to the business while discussing practical cross-functional solutions
- Recommend appropriate and pragmatic solutions to risk and control issues
- Apply understanding of internal audit standards, policies, and relevant regulations to provide timely audit assurance
- Contribute to the periodic refresh of Citi's Risk Governance Framework with a focus on Principle Risk Reporting for Market Conduct & Integrity
- Develop other internal audit staff, and work in constant collaboration with peers around the global team
- Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.

  • Solid relevant experience preferred
  • Effective verbal, written and negotiation skills
  • Strong influencing and relationship management skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
  • Strong project management and organizational skills and capability to handle multiple projects at one time
  • Proficient in MS Office applications (Excel, Word, PowerPoint)
  • Experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables..
  • Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
  • Demonstrates experience within a matrix reporting environment.

  • Bachelor's/University degree or equivalent experience.

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.

Valuing Diversity:
Demonstrates an appreciation of a diverse workforce. Appreciates differences in style or perspective and uses differences to add value to decisions or actions and organizational success.

Citi is an Equal Opportunities Employer

Job Family Group:
Internal Audit

Job Family:

Time Type:

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

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