Head of IBD / Capital Markets Compliance - ED

Recruiter
Randstad Hong Kong
Location
Hong Kong
Salary
Competitive salary
Posted
25 Nov 2020
Closes
01 Dec 2020
Ref
9163263
Job role
Compliance/risk, Finance director
Sector
Accounting - Public practice
Experience level
Director
about the company

Our client is an expanding Investment Bank and Securities firm in APAC.

about the team

  • International working environment
  • Excellent work-life balance


about the job

  • You will provide primary coverage for the IBD and Capital Markets business in APAC
  • Build and develop relationships with the business to enhance tighter communication, foster an atmosphere of proactive Compliance by the business
  • Ensure the "2nd line of defence" is tightly administered in accordance to the firm's larger objectives
  • Manage firmwide projects and initiatives
  • You will also lead the SFC on-site inspection in relation to IBD & Capital Markets


skills & experiences required

  • Degree in Law or Accounting or other relevant professional qualifications
  • At least 8-10 years of experience in IBD / capital markets compliance in financial services in HK
  • In-depth knowledge of SFC rules and regulations pertaining to IBD and Capital Markets business
  • Ability to work independently and manage multiple projects/assignments/responsibilities in a fast-paced environment
  • Excellent communication and interpersonal skills, able to work with stakeholders at different levels
  • Good organizational, leadership and people management skills
  • Fluent in English, and Mandarin languages


To apply online, please click on the link. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

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