Audit Manager (Financial Crime Compliance / Anti-Money Laundering)

Location
Hong Kong
Salary
Competitive salary
Posted
06 Nov 2020
Closes
06 Dec 2020
Ref
8235230
Approved employers
Approved employer
Experience level
Manager
Responsibilities:
  • Lead and manage internal audit engagements in relation to Financial Crime Compliance (FCC) / Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) in BOCHK Group and Southeast Asian subsidiaries/branches from planning, risk assessment, fieldwork to reporting
  • Assist in the organization and management of all FCC/AML-related internal audits
  • Assess compliance with relevant FCC/AML/CTF regulations and standards of Hong Kong and Southeast Asia countries
  • Evaluate the effectiveness of internal controls, identify areas for improvement , provide sound recommendations and professional audit opinions
Requirements:
  • Degree or above with major in Accountancy, Finance, Economics, Statistics, Risk Management or related disciplines
  • Professional qualification of CPA/CIA or equivalent. CAMS, AAMLP will be a plus
  • 5 years or above solid experience in FCC/AML audit, compliance or relevant areas, preferably in sizable financial institutions / enterprises, regulators or well-known external audit / consultancy firms. Candidate with less experience will be considered as Assistant Audit Manager.
  • Familiar with relevant local and international AML/CTF laws & regulations, standards and market practices in Hong Kong and Southeast Asian market, solid knowledge of risk management framework and risk model, customer due diligence, screening and sanctions compliance, transaction monitoring and suspicious transaction reporting
  • Available in travelling to Southeast Asia, good team-player, self-motivated with strong project management and communication skills; familiar with data analytics will be a plus
  • Proficiency in both spoken and written Chinese and English, with good command of Mandarin

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