Associate Director, Internal Audit (Private Banking)

Michael Page
Hong Kong
Competitive salary
28 Oct 2020
02 Nov 2020
Experience level
About Our Client
International bank with presence globally with corporate banking, retail banking and different functions

Job Description
  • Perform regulatory audit and risk reviews for corporate, retail banking and support functions in relation to HKMA Supervisory Policy Manual and SFC requirements
  • Perform risk assessment, develop audit plan and approach by setting the scope, timing and extent of the audit procedures
  • Identify audit issues, communicate with business management on providing constructive advices on mitigating risk
  • Prepare audit reports and track management action plans on audit findings
  • Exposed to AML functions doing audit processes for Client-On-Boarding projects
  • Experienced in control areas in Credit Risk Management, Finance, regulated activities on Private Banking and Wealth Management, Financial Markets, Equity Capital Markets and Outsourcing Management

The Successful Applicant
  • Solid work experience as professional auditors or business practitioners with core audit / business skills, particularly Information and Cyber Security / Retail Banking / Distribution of Wealth Management products / Operational Risk / Anti-Money Laundering / Customer Due Diligence.
  • Effective collaborative skills that contribute to positive working relationships with counterparts in Group Internal Audit and the business.
  • Demonstrates ability to work independently and seek guidance when needed.
  • Demonstrates ability to multi-task without loss of quality.
  • Flexibility to work across different functions and situations, and change priorities at short notice.
  • Demonstrates ability to think critically, objectively and "think outside the box" when analyzing issues and recommending / developing solutions.
  • Professional audit certification encouraged.
  • Fluent spoken English, Cantonese and Mandarin is a must

What's on Offer
Good package and work life balance

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