Compliance Risk Officer (6 Months Contract)

Recruiter
Société Générale
Location
Hong Kong
Salary
Competitive
Posted
19 Jul 2017
Closes
21 Jul 2017
Ref
1972574
Sector
Legal
Contract type
Contract
Hours
Full time

Environment

SG CIB is the Corporate and Investment Banking arm of the Société Générale Group. Present in over 50 countries across Europe, the Americas and Asia.SG CIB provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions.

Mission

Principal Responsibilities
Coordinate compliance risk assessment in APAC

  • Assist the annual compliance risk assessment for APAC
  • Coordinate with business and compliance stakeholders pertaining to compliance risk assessment


Perform regional compliance reviews

  • Perform risk based compliance reviews
  • Make recommendations for corrective actions to ensure mitigation of risks identified
  • Assess the need for any thematic reviews due to ad hoc regulatory, risk or business activities


Perform and coordinate periodic compliance self assessment

  • Perform periodic compliance self assessment
  • Coordinate with business and compliance stakeholders pertaining to periodic compliance self assessment
  • Compile and manage MIS relating to periodic compliance self assessment


Profile

Required Skills

  • Minimum 3 years of internal audit and/or internal controls and review experience gained from Banking or FI
  • Strong knowledge of the financial services regulatory environment in Hong Kong
  • Ability to assess operational compliance
  • Working knowledge of CIB business processes and operations
  • Team player
  • Strong verbal & written communication in English is a must
  • Self motivated and delivery oriented
  • Strong Excel and Power-point skills


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