In-House Compliance Manager (Accountancy Firm)- Accounting or Law Firm In-House Compliance Exp Reqd
- Recruiter
- Recruitment Solutions NI
- Location
- Little London, UK
- Salary
- 50,000 - 60,000
- Posted
- 23 Oct 2020
- Closes
- 02 Nov 2020
- Ref
- 1779836994
- Job role
- Compliance/risk
- Sector
- Legal
- Experience level
- Manager
Our client, a leading accountancy firm, is looking for an experienced In-House Compliance Associate/Manager (from either a similar Accountancy firm or else Law Firm) to work alongside the Senior Managers & Partners covering governance, risk and compliance with a focus on GDPR, engagement risk and 3rd party exposure. The role will involve the following areas:
You must have several years experience in a similar in house Compliance role within professional services particularly including experience of advising on & monitoring GDPR. NB This experience will be equally valid if gained from a law firm however you must be able and willing to learn the Institute of Chartered Accountants (ICAEW) Regulations.
Recruiter Contact: David Symes FCA
Salary : £50,000-£60,000 + good benefits inc flexi working
- Maintain the Firm's risk register - keeping high risks under control; advising department heads on risk mitigation; conducting an annual review of the register
- GDPR and DPA - advising on data management and GDPR compliance; supporting the completion of the GDPR Data Privacy Programme and monitoring on-going legislation; monitoring GDPR compliant inventories; comply with the Data Privacy requirements; undertaking DPIAs and ensuring compliance with the outcomes of these; reporting GDPR compliance to leadership identifying requirements for and rolling out Data Privacy, and maintaining a data protection-aware culture; responding to queries in relation to data protection issues in the relevant mailbox
- Regulation Monitoring - monitoring forthcoming changes in both regulation and best practice areas determined by the ICAEW; assessing the impact of changes on form policy and procedure; issuing proposals to the Partners and Compliance team for proposed changes to documentation; implementing approved changes and cascade knowledge internally
- Practice Assurance Review - undertaking the annual review and setting an annual strategy; updating and designing the review; working closely with the Regulatory Manager to undertake a review of all practice areas and systems
- Compliance Manual - maintaining the Compliance Manual; reviewing best practice in accordance with this; refreshing the manual annually
- Sign off on templates and materials - approving marketing materials and promotional information; ensuring information is up to date; keeping a record of all approved materials
You must have several years experience in a similar in house Compliance role within professional services particularly including experience of advising on & monitoring GDPR. NB This experience will be equally valid if gained from a law firm however you must be able and willing to learn the Institute of Chartered Accountants (ICAEW) Regulations.
Recruiter Contact: David Symes FCA
Salary : £50,000-£60,000 + good benefits inc flexi working