Head of Regulatory Compliance, ED - CIB

Recruiter
Randstad Hong Kong
Location
Hong Kong
Salary
Competitive salary
Posted
09 Oct 2020
Closes
03 Nov 2020
Ref
8408385
Job role
Compliance/risk, Finance director
Sector
Accounting - Public practice
Experience level
Director
about the company
Our client is an international Corporate & Investment Bank with strong presence in Asia and Greater China.

about the team

  • You will lead the HK regulatory and general compliance team
  • International working environment
  • Friendly culture


about the job

  • You will ensure that the Bank is in compliance with external rules and regulations and internal policies and procedures, in the areas of general compliance and corporate banking
  • You will provide advisory support on compliance matters relating to general compliance and corporate banking products and services
  • Work with the relevant parties to analyze the potential impact of regulatory trends and developments to ensure compliance with any new regulatory changes with respect to general compliance related and corporate banking
  • Review customer communication materials/correspondence with regulatory bodies
  • Ensure that all the necessary general compliance and corporate banking compliance related documentation is properly maintained and updated
  • Provide training on general compliance and corporate banking compliance and promote compliance awareness among the associates
  • Liaise with the local regulators on compliance matters


skills & experiences required

  • Bachelor's degree in Finance, Economics or Law or above with professional qualification preferred
  • At least 10-12+ years of relevant regulatory / general /core compliance experience in corporate banking and transaction banking
  • Good people management and leadership experience
  • Solid regulatory experience across institutional banking and global markets
  • Experience in successfully communicating with and influencing their peers and management
  • Strong written and oral communication skills (e.g. report writing)
  • Good command in written and spoken English and Chinese preferred


To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: rouella.landicho@randstad.com.hk

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