Compliance Manager

Robert Half
Swindon, UK
30,000 - 45,000
16 Sep 2020
16 Oct 2020
Job role
Experience level
Robert Half are currently recruiting for a Compliance manager for a business in Swindon on a part-time basis.

The role can be carried out remotely however there will be a requirement to go into the Swindon office now and then.

The role can be Monday to Friday - minimum 25hrs per week.

The main role is to oversee and implement the compliance function for the firm, as required by the FCA.

Key responsibilities:
  • Regular File checks on Advisers
  • Regular 121's with the Advisers
  • To hold regular training sessions with Advisers- all areas
  • Liaise with lender and protection providers
  • Compile monthly management information - CPD's and KPI''s.
  • Report to the Directors weekly
  • Organise Quarterly Sales Meetings
  • Regularly monitor and implement all FCA changes
  • Monitor and implement current back office system
  • Compile monthly sales figures
  • Liaise with the Company book keeper

The successful candidate must have recent experience in a compliance role.

Qualifications: CeMAP (essential) and Equity Release Qualification. The company can provide training for this qualification, if needed and cover costs.

If you are interested then please respond to this advert or send a copy of your CV or call Thamina on.

Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply. Where rates of pay or salary ranges are detailed these are dependent upon your experience, qualifications or training. If you wish to apply for this position please read our Privacy Notice which details how we may use, process, store and disclose your Personal Information: -notice.

Similar jobs

Similar jobs