Business Compliance Service Manager (Reviewer)

The incumbent is required to review and carry out surveillance work on Corporate accounts (EmB) to manage the risks pertaining to anti-money laundering, counter-terrorism financing or economic and trade sanctions.

The Business Compliance Service Manager is expected to be accurate, thorough and detailed in his/her analysis of account transactions. When there is a transaction or event that poses a risk to the bank (whether reputational or potential breach of law, sanction of regulation) he/she is expected to identify the risk and recommend/take remedial action to mitigate the risk. He/she is required to complete the reviews in a timely manner before stipulated deadline.

The job scope of the Business Compliance Service Manager (Reviewer) includes:
• Perform annual review of customers
• Liaise with customers to obtain updated information
• Perform various type of triggering event review of customer accounts
• File STRs and recommend relationship strategy
• Work closely with business users and project team members on problem resolution, project initiation, implementation and post implementation support
• Contribute to developing and ensuring a compliant culture within the business users
• Conduct research via available Bank systems and commercial databases as well as internet
• Interface with relevant units and the business in regards to compliance reviews, investigation, as well as other ad-hoc projects

*LI-VW

Qualifications

Degree holder with 2 to 3 years of relevant experience

Knowledge of local regulatory guidelines, KYC/AML guidelines and good awareness of bank controls and AML risk

Proficiency in MS office applications / World check / Factiva

Excellent analytical, interpersonal, communication and written skills

Ability to articulate thought process clearly

Ability to multi-task