Compliance Officer

Cape Town CBD, South Africa
Competitive salary
18 Aug 2020
21 Sep 2020
Job role
The successful applicant will be expected to assist the Senior Compliance Officer and staff members in discharging their responsibility to comply with applicable legislative and regulatory requirements through the provision of compliance services and toidentify, assess, manage, monitor and report regulatory compliance risks facing the organisation.

The successful applicant will be expected to be responsible to:
Ensure the effective implementation of the Compliance Monitoring programme and undertake all aspects of monitoringactivities
Track non-compliant findings with respective business unit function managers until resolved
Monitor the efficiency and consistency of compliance controls and assist with the enhancement of procedures andcontrols
Actively manage the mitigation of compliance breaches;
Maintain appropriate written procedures to ensure compliancewith applicable legislation, regulations and group policies, and to monitor adherence to such procedures
Prepare training material and deliver training in compliance with regulatory obligations and business procedures
Prepare compliance reports to management and various committees and governance structures within the group
Prepare reports to regulatory authorities
Monitor changes in relevant legal requirements and other regulatory developments which may impact on the company andadvise the Directors on their implications
Provide advice to the Directors on the regulatory implications of new business areas and new products
Provide guidance on data privacy programme and actively manage the mitigation of data breaches inaccordance with data breach process.

Skills and experience required:
The position will require an incumbent who has completed Degree level qualification, or equivalent, ideally in Business,Finance, Law or Compliance and Risk Management and has a minimum of three years Compliance experience.
Preferably hold a CPrac designation
FSCA FAIS approved as a Compliance Officer for Category I Financial Services Providers.