Risk and Regulatory Consultants - Various Levels according to experien

Recruiter
Funds Axis
Location
County Antrim, UK
Salary
£28000 - £45000/annum £28-£45k, DOE + Benefits
Posted
18 Aug 2020
Closes
22 Sep 2020
Ref
1648205581
Job role
Compliance/risk
Risk and Regulatory Consultants - Various Levels according to experience
Location: Belfast, Country Antrim
Salary: £28-£45k, DOE + Benefits
Contract: Perm, Full Time
Hours: 40hrs/week.
Must be available to work in Northern Ireland within a 4 to 6-week period.
Funds-Axis' Mission is to be routinely identified as a leading trusted provider of global funds technology to the Investment Management industry. Our Vision is to transform the industry approach to investment compliance, risk and regulatory reporting by offering a highly efficient and secure, multi-modular technology platform backed up by highest levels of expert regulatory support and service.
Our clients are leading global asset managers, administrators and depositary banks. This market is growing strongly, reflecting increasing regulatory demands and the need for tech solutions.
Our Core Values and company Culture revolves around Innovation, Collaboration, Expertise, Pride, Excellence, and Trust.
As a result of continued growth, we are actively recruiting ambitious, sociable, intelligent individuals with initiative, a strong work ethic and analytical skills for Regulatory Consultant positions.
About the Role:
The main purpose of the role is to support the provision of regulatory consultancy to our client base.
Some of the key responsibilities of this role are:
- Provide advice and guidance internally and externally regarding regulatory change
- Develop and deliver packaged consultancy to enable our clients to meet regulatory requirements;
- Contribute to and share responsibility for the regulatory training plan
- Provide expertise to relevant projects and other activity.
- Provides timely, effective and insightful information and reporting on regulatory changes and themes.
Personal Specification:
You should be a confident and organised team player who is dedicated to the role, with drive to further your development and growth and that of the company.
Some of the core competencies are set out below:
- Analytical skills - to perform regulatory research activities to a consistently high standard
- Organisational skills - to manage workload efficiently in order to adhere to key deadline
- Teamwork - to work effectively with team members to delivery excellent customer service
- Communication - to communicate effectively with clients, team members and managers
- Initiative/independence - to take ownership and responsibility for duties, and use initiative to identify solutions to issues
Experience and skills:
Strong experience in the provision of compliance, with a particular focus on Funds.
Strong understanding of FCA regulations and associated EU Directives as they apply to an investment firm.
Excellent communication skills and an ability to articulate complex concepts in a concise and effective manner.
- Significant experience in a senior role within regulatory compliance.
- Strong knowledge and understanding of the UK and EU regulatory framework
- In-depth understanding of the technicalities of regulatory risk, specifically horizon scanning and policy development.
- Good experience of the regulatory environment within financial services sector and ideally in the asset management sector
- Relevant professional qualifications
- Degree level education or equivalent industry experience, ideally supported by relevant industry qualifications.
Essential:
- Degree in a relevant discipline, min 2:1
- Background in a legal, finance, or business analyst role
- Great communication skills and flawless written English
- Critical thinker with solid analytical problem-solving skills
Desirable:
- Regulatory experience in financial services industry (shareholding disclosure requirements; UCITS, AIFMD;
- Relationship management experience
- ACA qualified or similar qualification
The Package:
In return for your commitment we offer a strong package and significant opportunities to grow and develop as our business expands, including:
- A pay package commensurate with qualifications and experience - salary band is £28-£45k, dependent upon experience
- 5.5% emp contribution pension
- Healthcare, life insurance and travel insurance
- Progressive maternity and paternity pay
- Travel opportunities
- Work with leading international finance companies
- First-class training package, including the opportunity to study for the CISI IOC
- Free, secure city centre parking
If you feel you have the necessary skills and experience to be successful in this role click on "APPLY" today, forwarding an up to date copy of your CV for consideration in the first instance.
No agencies please