Manager/ Assistant Manager - Operational Risk Management

The Job:

• Review and update operational risk management policies. Ensure the Group risk policies and practices are in full compliance with the regulatory requirements
• Review operational risk incidents reports. Liaise with relevant parties to ensure that errors are rectified and effective controls are put in place to mitigate similar risks in future
• Liaise with all departments to develop business continuity plans and conduct regular BCP drill exercises, and update the Group master BCP manual
• Perform risk analysis and suggest control measures in ad hoc projects like new business or product development, system enhancement or termination
• Review the internal control self-assessment reports from business units and provide recommendations on control enhancement
• Answer internal and external enquiries related to operational risk matters
• Compile risk reports to management on a regular basis

Requirements:

• Degree holder or above with major in Business, Finance or related disciplines
• Holder of FRM or CFA is preferred
• 5-7 years' operational risk management experience or relevant experience in internal control, auditing, procedural review or BCP implementation
• Keen interest in financial industry and sound knowledge in various brokerage and investment banking businesses
• Solid knowledge of modern risk management theory, common practice and overall risk management system including market risk management, credit risk management as well as operational risk management
• Good analytical, interpersonal and time management skills, be mature and able to work independently
• Good command of spoken and written English and Chinese including Putonghua

We provide attractive remuneration package and fringe benefits for the right candidate. Interested parties please send detailed resume with current and expected salaries to Human Resources Department i) by mail: 22/F, Lo Po Chun Chambers, 189 Des Voeux Road Central, HK; ii) by fax: 2537 5431; or iii) by e-mail: hrd@htisec.com.

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