COMPLIANCE OFFICER ( 6 months contract)

Location
Hong Kong
Salary
competitive package
Posted
27 Jun 2017
Closes
30 Jun 2017
Ref
1956005
Sector
Legal
Contract type
Contract
Hours
Full time
  • Major International Asset Management
  • Excellent Exposure

Our client is an established asset management renowned for its diversified investment management services and products. They are now seeking for top calibre candidates to join them in Hong Kong.

Assist in the Compliance system project, responsible for the implementation of investment compliance procedures and policies in accordance with all regulatory requirements and internal guidelines as well as responsible for managing investment compliance related projects. You will maintain the compliance module in Bloomberg, determine and provide guidance in interpretation of rules for setting into the system. You will also assist in the resolution of breaches and errors.

To be considered, you will be a Degree holder with around 3 years of compliance or audit experience with financial industry. Experience in using the Bloomberg Trading System as a compliance monitoring tool will be a plus. Good communications skills and team player.

Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2764.

(Applicants not contacted within 4 weeks should consider their application unsuccessful.)

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