Head of Investment Guidelines Management
- Recruiter
- Lion Global Investors Ltd
- Location
- Singapore
- Salary
- Competitive salary
- Posted
- 17 Jul 2017
- Closes
- 20 Jul 2017
- Ref
- 1935363
- Contract type
- Permanent
- Hours
- Full time
- Experience level
- Director
JOB RESPONSIBILITIES
- Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
- Perform advisory role and provide comments for new and existing mandates in terms of review and coding of investment guidelines
- Perform pre and post trade monitoring of investment guidelines and follow up on breaches identified
- Schedules reporting to clients and trustee
- Perform SSAE 16 and Compliance manual checks controls
- Conduct Investment Compliance presentations or trainings and liaise with Fund Managers / other departments where necessary
- Handle other compliance duties and ad-hoc projects as assigned
REQUIREMENTS
- University Degree in accountancy or business
- Minimum of 5 years of prior experience in audit or compliance in the investment management industry
- Able to handle himself/herself in challenging situations
- Self-motivated, independent and confident individual
- Knowledge of MAS regulatory requirements (SFA/FAA)
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