Associate - Operations Audit - Wealth Management

Description

Morgan Stanley is seeking an auditor with 5-7 years’ experience for audit coverage of Operations team covering the businesses globally based out of Mumbai.

Job Description

The person in this role within the Internal Audit department’s Operations audit team is responsible for assisting in planning, executing and reporting on Operations audits globally, including, but not limited to:

• Communicate effectively with management and staff both locally and overseas. Also facilitate collaboration across virtual teams
• Ability to formulates viewpoint based on multiple sources of data
• Consistently deliver quality on multiple commitments
• Discuss and finalize audit findings with auditees.
• Be consistent in applying strong internal audit methodology standards.

Required Knowledge & Skills

• Experience in financial services is essential, with a preference for those with experience of conducting front to back product audits.
• Demonstrates working knowledge of how Operations processes are implemented and executed for WM/IM products
• Identify and interpret key risks and controls in the trade lifecycle that impact Operations processes
• Excellent communication skills in English.
• Attention to detail, good documentation and report writing skills.
• Creative problem resolution skills with the strive to bring innovative ideas within a progressive and fast-paced environment.
• Possess experience performing walkthroughs, risk assessments of the internal control environment, performing controls and substantive testing while meeting internal quality assurance standards.
• Strong analytical skills with ability to accurately and efficiently process information.
• Highly articulate with strong self-motivation.
• Team player with ability to work independently in a fast-paced environment and within a small team setting.

Qualifications

Educational & Professional Credentials

• University degree (or equivalent) in a business discipline e.g. Finance or Accounting.
• ACA or international equivalent preferred.
• At least 5-7 years of post-qualification work experience as an Internal Auditor in the Financial Services preferably in Wealth Management (WM) and/or Investment Management (IM) Operations

For further information, and to apply, please visit our website via the “Apply” button below.