Capital Markets Internal Audit Consultant

Competitive Salary
19 Oct 2019
26 Oct 2019
Job role
Audit, Internal audit
Global Assurance

We assist clients with a broad range of assurance services including the implementation of robust risk and control frameworks across the three lines of defence.

We support clients with front-to-back risk discovery and mitigation processes by undertaking risk assessments and assurance on both the design and operating effectiveness of controls as well as the provision of advice on regulatory and control remediation.

We also provide specialist audit skills and subject matter expertise to support Internal Audit functions.

As we are growing and have a busy pipeline, we are always interested in speaking with Capital Markets Internal Auditors, on an interim and permanent basis.

Specific requirements
  • Capital Markets Internal Audit hands on experience
  • Relevant professional qualifications (ACA/ACCA/CIMA/CIA etc.)
  • Knowledge of Capital Markets Audit control frameworks
  • Direct experience of working in 1st, 2nd or 3rd LoD
  • Detailed product knowledge: FX, Bonds, Equities
  • Able to redesign a control framework
  • An interest in gaining exposure to a broad portfolio of traded product risks and controls in leading banking institutions
  • Ability to communicate complex ideas in an articulate manner to auditors at all levels of seniority in a credible and influential manner
  • Experience with top tier banks and/or consultancies and the ability to transfer their experience to the exciting and diverse internal audit work we engage in.

Generic Duties
  • Delivering high quality controls testing
  • Managing associate staff when required and driving our one team approach, irrespective of permanent or associate status
  • Guiding and supporting more junior colleagues
  • Being an ambassador for the firm by always embodying our core values
  • Developing subject matter and service line specialism to become a recognised expert within the firm and with clients across the industry

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