Audit Management - Associate

Bank of China USA
New York
01 Oct 2019
27 Oct 2019
Job role
Contract type
Full time

Job Responsibilities

  • Head Office Compliance & Audits:
    • Prepare quarterly audit management reports to Bank's head office, U.S Risk Management Committee, and NY senior management
  • Operations Management:
    • Review and update departmental procedures as directed
    • Review the audit entity risk assessment
    • Assist in drafting audit planning tasks based on U.S regulator and head office's requirements
    • Perform audits by executing approved audit programs. Prepare summary of audit findings and recommendations. Draft audit reports. Communicate audit findings to the auditee. Summarize issues in the audit issues database.
    • Collect, understand and organize applicable laws and regulations regarding banking industry compliance for departmental internal training

Job Requirements

  • Bachelor's degree required. Master's degree is a plus but not required
  • 2 – 3 years of related experience and/or training, or equivalent combination of education and experience
  • Knowledge of the Bank Secrecy Act and all related anti–money laundering and OFAC regulation; knowledge of risk governance frameworks; compliance knowledge
  • Knowledge of internal audit professional practices, risk and controls, policies and U.S banking regulations
  • CPA or Audit Certification or CAMS is a plus
  • Excellent communication and interpersonal skills
  • Bilingual proficiency in English and Mandarin Chinese (both speaking and writing) required

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