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Audit Manager - Compliance, Conduct and FCC

The Role Responsibilities

To act as a Team Member on assigned audit work involving Compliance, Conduct, Regulatory Reform and Financial Crime Compliance (FCC) risk across the bank;
To act as Audit Engagement Leader and take responsibility for overseeing the planning and execution of the audit, maintaining the audit budget, including drafting of audit issues and the audit report;
To ensure that assigned audit work is executed in an efficient and effective manner, within the given budget and timelines, and in line with GIA methodology standards;
To clearly explain the risks and impact of issues identified during testing to GIA and business management
The individual may support in department wide exercises such as annual planning, risk assessment and training.

Audit Delivery

Participate as team member or team leader for assigned audit work and potentially lead the more complex audits such as cross-functional and multi-location high risk audits;
Ensure that audit deliverables meet quality standards and timelines in line with the GIA methodology;
Draft and submit inputs to the audit scope (including the Audit Planning Memo and Controls document) proposed by the Audit Lead;

Risk Assessment

Support the HOA to update the relevant assigned risk assessments on a regular basis to ensure that changes in risk profiles are identified in a timely manner, proposing changes to the assigned audit plan to the HOA, as appropriate;
Be prepared to raise issues/concerns outside the normal audit process;
At the request of the HOA, attend relevant meetings (e.g. PSCs, Management Groups and Committees) to keep up-to-date on key business matters and provide the right challenge to ensure risks are appropriately identified, discussed and timely remediation plans are put in place; and
Review MI and reports regularly to keep up-to-date with key trends within the business.

Regulatory & Business conduct

Display exemplary conduct and live by the Group's Values and Code of Conduct;
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct;
Contribute to the CCFC audit team in achieving the outcomes set out in the Bank's Conduct Principles: Financial Crime Prevention and The Right Environment; and
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

Key Stakeholders

Designated business stakeholders, typically related to individual audit assignments and the assigned portfolio; and
GIA stakeholders - team leaders, team members, team managers, Product, Functional, Country and Regional Heads of Audit.

Other Responsibilities

Embed Here for good and Group's brand and values in GIA; and
Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.

Our Ideal Candidate

An experienced financial crime practitioner or auditor with a minimum of 5 years relevant experience in audit, governance, risk or in a business environment;
In-depth understanding of financial crime risk management and associated control requirements;

Apply now to join the Bank for those with big career ambitions.