HK Senior Auditor ICG Compliance

Hong Kong
14 Dec 2018
19 Dec 2018
Contract type
Full time
  • Primary Location: Hong Kong SAR of PRC,Hong Kong,Hong Kong
  • Education: Bachelor's Degree
  • Job Function: Audit
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: Yes, 25 % of the Time
  • Job ID: 18076434


  • Internal Audit is a global organization of over 1600 professionals covering Citi's global businesses and service to clients and customers in over 180 countries. Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe
Job Purpose:
  • As part of the Asia Compliance & AML internal audit team, the Senior Auditor will help drive the timely delivery of complex and high quality audits across the region
  • The Senior Auditor will contribute to the scoping and execution of AML and Compliance related audits in accordance with established IA methodology and professional auditing standards
  • The position will be based in Hong Kong and will report directly into the Senior Vice President - ICG Compliance
  • The position will ensure the provision of independent assurance, which is consistent and aligned with the global Internal Audit strategies and business objectives
  • Specifically, the Senior Auditor will be able to gain exposure to various aspects of AML, Sanctions and Compliance across Citi's wide portfolio of business activities, including but not limited to Consumer Banking, Corporate & Investment Banking, Markets, Treasury & Trade Solutions, Securities & Fund Services, Citi Private Bank etc.
Key Responsibilities:
  • Executes AML and Compliance related audits in accordance with Internal Audit standards, relevant government statutes, regulations and Citigroup and Citibank policies
  • Delivers high quality audit testing, issue validation and business monitoring under minimal supervision
  • Develop expertise in compliance and AML topics and leverages this knowledge to provide technical support to other product audit teams
  • Develops effective working relationship with Senior management
  • Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and audit control issues
  • Demonstrates strong judgment, political astuteness, and sensitivity to cultural diversity
  • Proactively propose innovative ideas on how to review controls more effectively with the use of technology
  • Proposes creative and pragmatic solutions for risk and control problems


  • BS/BA degree with at least 3 years of related working experience
  • Related certifications such CAMS, CPA, ACA, CFA, CIA, CISA or similar are a plus
  • Sound knowledge of Asia Pacific/Global AML and regulatory requirements, and their related risks and controls
  • Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views
  • Good team player, with strong project management and analytical skills
  • Proficient in verbal and written English
  • Occasional travel across the region is required

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