General Compliance - Chinese Investment Bank
- Recruiter
- Randstad Hong Kong
- Location
- Hong Kong
- Salary
- HKD30000 - HKD35000 per month + attractive bonus
- Posted
- 19 Nov 2018
- Closes
- 21 Nov 2018
- Ref
- 4856786
- Sector
- Legal
- Contract type
- Permanent
- Hours
- Full time
about the company.
Our client is a sfc licensed financial services with strong presence in Asia.about the job.
- Draft and review policy and procedure when necessary to comply with regulatory standard
- Liaise with SFC about the license applications and answer all enquiries from SFC about different types of applications
- Implement the new compliance regular tasks by liaising with different departments
- Develop and implement the new compliance checking
- Monitor the trading patterns of the targeted SFC license representatives
- Responsible for documentation and development of the compliance trail
skills & experiences required.
- Bachelor's degree in Accounting, Economics, Finance or Law
- At least 3 years of relevant general compliance experience in Securities companies or banks
- Good presentation and demonstration skills
- ACCA/HKICPA qualification preferred
- Good communications skill with fluency in both Mandarin and English
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: nicole.hui@randstad.com.hk
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