AVP - Internal Audit

Key Responsibilities:

• Assess areas of significant risks for the organization
• Assist to develop internal audit annual work plan, processes and reviews using risk based approaches
• Assist to conduct reviews for the board to ensure that the organization is effective in managing its risk, compliance requirements, and provide recommendations to the management for improving its effectiveness
• Document and maintain records of inspections
• Create audit report to the board and management with findings, conclusions, and recommendations
• Assist the team to address the firms' regulatory needs on internal audit
• Advise on ways of improving existing processes and assist management to implement recommended improvements
• Follow up on remediation of actions
• Produce reports to Group IA team as needed and directed

Qualification:

• Hold a bachelor's degree from an accredited college or university
• Around 4 years of working experience in financial services industry
• Prior experience in risk, compliance or auditing roles with knowledge and experience in Chinese financial services firms, and their risk and regulatory environment will be a plus
• Relevant professional qualifications will be a plus
• Ability to manage complex projects on tight schedule
• Good presentation skills
• Good communications skills, including excellent written and spoken Chinese and English languages